securities dealer; securities firm


securities dealer; securities firm

фр. courtier (en valeurs mobilières); maison de titres; société de placement

исп. corredor de valores; sociedad de valores

дилер по ценным бумагам; фирма, работающая с ценными бумагами

Фирма, действующая на рынке ценных бумаг как принципал, а не как агент.


Финансы и долги. — М.: Весь мир. 1997.

Смотреть что такое "securities dealer; securities firm" в других словарях:

  • Dealer — may refer to: Antique dealer, someone who sells Antiques Art dealer, gallerist, somebody (a person) or company that buys and sells (works of) art Broker dealer, a legal term for a business firm that buys and sells securities before selling the… …   Wikipedia

  • dealer — A firm or an individual who buys and sells for his own account. A dealer has ownership, even if only for an instant, between a purchase from one party and a sale to another party, and is thus compensated by the spread between the price paid and… …   Financial and business terms

  • Securities Investor Protection Corporation — The Securities Investor Protection Corporation (SIPC) is a federally mandated non profit corporation in the United States that protects securities investors from harm if a broker/dealer defaults. Investors are not insured for any potential loss… …   Wikipedia

  • Dealer — 1. An individual or firm willing to buy or sell securities for their own account. 2. One who purchases goods or services for resale to consumers. A dealer differs from an agent in that a dealer acts as a principal in a transaction. That is, a… …   Investment dictionary

  • Firm Commitment — 1. A lending institution s promise to enter into a loan agreement with a specific entity within a certain period of time. 2. An underwriter s agreement to assume all inventory risk and purchase all securities directly from the issuer for sale to… …   Investment dictionary

  • Nomura Securities Co. — Nomura Securities Co. head office building Nomura Securities Co., Ltd. (野村證券株式会社, Nomura Shōken Kabushiki gaisha …   Wikipedia

  • Privilege Dealer — An individual or a securities firm that is registered as a market maker or specialist in listed options. A privilege dealer trades futures or options with their gains and losses being subject to a complex set of rules. Also known as an options… …   Investment dictionary

  • Mizuho Securities — headquarters in Ōtemachi, Tokyo Mizuho Securities Co., Ltd. (みずほ証券株式会社, Mizuho Shōken Kabushiki gaisha …   Wikipedia

  • World Group Securities — World Group Securities, Inc. is a registered NASD member firm that operates in the capacity of a broker dealer. Registration Their registered types of business includes:1. Broker or dealer selling corporate debt securities (for example, bond)2.… …   Wikipedia

  • Cohmad Securities — Cohmad Securities, whose name combines “Cohn” and “Madoff,” founded in 1985 by Bernard Madoff and Maurice Cohn, Madoff’s friend and former neighbor.[1] It is in the Business Services, N.E.C. industry in NEW YORK, NY. and has approximately 10 to… …   Wikipedia

  • broker-dealer — Any person, other than a bank, engaged in the business of buying or selling securities on its own behalf or for others. Bloomberg Financial Dictionary See: dealer. Bloomberg Financial Dictionary A member of the Stock Exchange who may trade with… …   Financial and business terms

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